-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DfV9A4ySrqk/AzjTMQBejf/d740YGq0P7OsQ4iJuN2kOLeU/qhADr5MKPegSSxwJ InoeyztV4THWv0UcSge5+A== 0001068238-01-500227.txt : 20010820 0001068238-01-500227.hdr.sgml : 20010820 ACCESSION NUMBER: 0001068238-01-500227 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010817 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-52293 FILM NUMBER: 1718026 BUSINESS ADDRESS: STREET 1: 90 WEST ST STREET 2: SUITE 2210 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2127325086 MAIL ADDRESS: STREET 1: 90 WEST ST STE 1508 CITY: NEW YORK STATE: NY ZIP: 10006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RESIDENTIAL FUNDING CORP CENTRAL INDEX KEY: 0001145701 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 930891336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8400 NORMANDALE LAKE BLVD STREET 2: SUITE 250 CITY: MINNEAPOLIS STATE: MN ZIP: 55437 BUSINESS PHONE: 9528576415 MAIL ADDRESS: STREET 1: 8400 NORMANDALE LAKE BLVD STREET 2: SUITE 250 CITY: MINNEAPOLIS STATE: MN ZIP: 55437 SC 13G 1 s13ghanovercap-july24.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)1 Hanover Capital Mortgage Holdings, Inc. ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, par value $.01 per share ------------------------------------------------------------------------------ (Title of Class of Securities) 410761100 ------------------------------------------------------ (CUSIP Number) December 31, 2000 ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. |_| Rule13d-1(b) |X| Rule13d-1(c) |_| Rule13d-1(d) 1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------- ------------------------ CUSIP No. 410761100 13G Page 2 of 6 Pages - -------------------------- ------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Residential Funding Corporation - 93-0891336 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- | 5 SOLE VOTING POWER | NUMBER OF | 299,999 shares of Common Stock. | See Item 4. SHARES |------------------------------------------------------- | 6 SHARED VOTING POWER BENEFICIALLY | | N/A OWNED BY |------------------------------------------------------- | 7 SOLE DISPOSITIVE POWER EACH | 299,999 shares of Common Stock. | See Item 4. REPORTING |------------------------------------------------------- | 8 SHARED DISPOSITIVE POWER PERSON WITH | | N/A - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 299,999 shares of Common Stock. See Item 4. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.3% of shares of Common Stock. See Item 4. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- - -------------------------- ------------------------ CUSIP No. 410761100 13G Page 3 of 6 Pages - -------------------------- ------------------------ ITEM 1(a). Name of Issuer: Hanover Capital Mortgage Holdings, Inc. ITEM 1(b). Address of Issuer's Principal Executive Offices: 90 West Street Suite 2210 New York, New York 10006 ITEM 2(a). Name of Person Filing: Residential Funding Corporation ITEM 2(b). Address of Principal Business Office or, if None, Residence: 8400 Normandale Lake Boulevard Suite 250 Minneapolis, Minnesota 55437 ITEM 2(c). Citizenship: Residential Funding Corporation is a Delaware corporation. ITEM 2(d). Title of Class of Securities: Common Stock, $.01 par value per share (the "Common Stock"). ITEM 2(e). CUSIP Number: 410761100 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) |_| Broker or Dealer registered under Section 15 of the Exchange Act. (b) |_| Bank as defined in section 3(a)(6) of the Exchange Act. (c) |_| Insurance Company as defined in section 3(a)(19) of the Exchange Act. (d) |_| Investment Company registered under section 8 of the Investment Company Act. (e) |_| An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box.|X| - -------------------------- ------------------------ CUSIP No. 410761100 13G Page 4 of 6 Pages - -------------------------- ------------------------ ITEM 4. Ownership. (a) Amount Beneficially Owned: As of December 31, 2000 Residential Funding Corporation, owned a warrant exercisable to purchase an aggregate of 299,999 shares of Common Stock. As of December 31, 2000, Residential Funding Corporation beneficially owned 299,999 shares of Common Stock within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended. (b) Percent of Class: As of December 31, 2000, Residential Funding Corporation was the beneficial owner of an aggregate of 299,999 shares of Common Stock, which constitute approximately 7.3% of the shares of Common Stock outstanding (based upon 4,133,044 shares of Common Stock outstanding as reported in the Issuer's Form 10-Q for the quarter ending March 31, 2001). (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: Residential Funding Corporation has sole power to vote or direct the vote of 299,999 shares of Common Stock. See Item 4(a) above. (ii) Shared power to vote or direct the vote: Not Applicable. (iii) Sole power to dispose or to direct the disposition of: Residential Funding Corporation has sole power to dispose or to direct the disposition of 299,999 shares of Common Stock. See Item 4(a) above. (iv) Shared power to dispose or to direct the disposition of: Not Applicable. ITEM 5. Ownership of Five Percent or Less of a Class. Not Applicable. ITEM 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. ITEM 8. Identification and Classification of Members of the Group. Not Applicable. ITEM 9. Notice of Dissolution of Group. - -------------------------- ------------------------ CUSIP No. 410761100 13G Page 5 of 6 Pages - -------------------------- ------------------------ Not Applicable. ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - -------------------------- ------------------------ CUSIP No. 410761100 13G Page 6 of 6 Pages - -------------------------- ------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 23, 2001 --------------------------------- (Date) RESIDENTIAL FUNDING CORPORATION /s/Davee Olson --------------------------------- Name: Davee Olson Title: CFO -----END PRIVACY-ENHANCED MESSAGE-----